The Securities Enforcement Manual
Title | The Securities Enforcement Manual PDF eBook |
Author | Nicole A. Baker |
Publisher | American Bar Association |
Pages | 774 |
Release | 2007 |
Genre | Business & Economics |
ISBN | 9781590317297 |
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This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
The Securities Enforcement Manual
Title | The Securities Enforcement Manual PDF eBook |
Author | Roger M. Adelman |
Publisher | Section of Administrative Law and Regulatory an Bar Associat |
Pages | 554 |
Release | 1997 |
Genre | Business & Economics |
ISBN |
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Enforcement Manual
Title | Enforcement Manual PDF eBook |
Author | United States. Securities and Exchange Commission. Division of Enforcement |
Publisher | |
Pages | 144 |
Release | 2008 |
Genre | Corporation law |
ISBN |
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SEC Enforcement Manual, as of 2-14-77
Title | SEC Enforcement Manual, as of 2-14-77 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | |
Release | 1977* |
Genre | Securities |
ISBN |
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Securities and Exchange Commission, Division of Enforcement
Title | Securities and Exchange Commission, Division of Enforcement PDF eBook |
Author | United States. Securities and Exchange Commission. Division of Enforcement |
Publisher | |
Pages | 138 |
Release | 2010 |
Genre | Securities industry |
ISBN |
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SEC Enforcement Actions
Title | SEC Enforcement Actions PDF eBook |
Author | Harvey L. Pitt |
Publisher | |
Pages | 560 |
Release | 1980 |
Genre | Corporation law |
ISBN |
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Enforcement Manual
Title | Enforcement Manual PDF eBook |
Author | United States. Securities and Exchange Commission. Division of Enforcement |
Publisher | |
Pages | 368 |
Release | 1972* |
Genre | |
ISBN |
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