Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix
Title Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission: Appendix PDF eBook
Author United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure
Publisher
Pages 540
Release 1977
Genre Corporations
ISBN

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The SEC and Corporate Disclosure

The SEC and Corporate Disclosure
Title The SEC and Corporate Disclosure PDF eBook
Author Homer Kripke
Publisher
Pages 400
Release 1979
Genre Business & Economics
ISBN

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"The protection of vulnerable adults is a fast emerging area of work for local authorities, the NHS and other agencies. Safeguarding Vulnerable Adults and the Law, sets this within a comprehensive legal framework. The relevant law and guidance is extensive. It includes Department of Health guidance (No Secrets), human rights, the regulation of health and social care providers, the barring of carers from working with vulnerable adults, care standards tribunal cases, mental capacity, undue influence, assault, battery, wilful neglect, ill treatment, manslaughter, murder, theft, fraud, sexual offences, data protection and the sharing of information." "The book focuses on how these areas of law apply to vulnerable adults, and brings together an extensive body of case law to illustrate this. Also covered is how local authorities and the NHS may themselves be implicated in the harm - through abuse, neglect or omission - suffered by vulnerable adults. For example, in terms of the gross lapses in standards of care, infection control, nutrition and basic dignity sometimes to be found in hospitals." --Book Jacket.

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission
Title Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission PDF eBook
Author United States. Advisory Committee on Corporate Disclosure
Publisher
Pages 892
Release 1977
Genre Corporations
ISBN

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Informal Corporate Disclosure Under Federal Securities Law 2009

Informal Corporate Disclosure Under Federal Securities Law 2009
Title Informal Corporate Disclosure Under Federal Securities Law 2009 PDF eBook
Author Ted Trautmann
Publisher Wolters Kluwer
Pages 3
Release 2009-04-01
Genre Reference
ISBN 0808021583

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Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).

The Regulation of Corporate Disclosure

The Regulation of Corporate Disclosure
Title The Regulation of Corporate Disclosure PDF eBook
Author James Robert Brown
Publisher Wolters Kluwer
Pages 1709
Release 1999-01-01
Genre Law
ISBN 0735501564

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The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission

Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission
Title Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission PDF eBook
Author United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure
Publisher
Pages 1398
Release 1977
Genre Disclosure of information
ISBN

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Informal Corporate Disclosure Under Federal Securities Law

Informal Corporate Disclosure Under Federal Securities Law
Title Informal Corporate Disclosure Under Federal Securities Law PDF eBook
Author Ted Trautmann
Publisher
Pages 296
Release 2002
Genre Disclosure of information
ISBN

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