The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
Title | The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 PDF eBook |
Author | Great Britain |
Publisher | |
Pages | 92 |
Release | 2018-12-28 |
Genre | |
ISBN | 9780111177808 |
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 28.12.2018. Sifted: -. Made: 19.12.2018. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: S.I. 2001/544, 699; 2017/699, 701 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780111173480) issued 22.10.2018. EC note: These Regulations amend the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, and the Data Reporting Services Regulations 2017. They also amend Regulation (EU) No 600/2014 on markets in financial instruments and Commission Delegated Regulation 2017/565/EU supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms; and Commission Delegated Regulation 2017/567/EU supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions.
The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018
Title | The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 PDF eBook |
Author | Great Britain |
Publisher | |
Pages | 92 |
Release | 2018-10-22 |
Genre | |
ISBN | 9780111173480 |
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 22.10.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3), Effect: S.I. 2001/544, 699; 2017/699, 701 amended. Territorial extent & classification: E/W/S/NI. EC note: These Regulations are made in exercise of the powers in section 8 of the European Union (Withdrawal) Act 2018 in order to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union (and in particular, the deficiencies under paragraphs (b), (c), (e), (f) and (g) of section 8(2)). They amend the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, and the Data Reporting Services Regulations 2017. They also amend Regulation (EU) No 600/2014 on markets in financial instruments and Commission Delegated Regulation 2017/565/EU supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms; and Commission Delegated Regulation 2017/567/EU supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions.For approval by resolution of each House of Parliament
Proposed Negative Statutory Instruments Under the European Union (Withdrawal) Act 2018
Title | Proposed Negative Statutory Instruments Under the European Union (Withdrawal) Act 2018 PDF eBook |
Author | |
Publisher | |
Pages | 10 |
Release | 2018 |
Genre | Delegated legislation |
ISBN | 9781787776760 |
The Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021
Title | The Markets in Financial Instruments, Benchmarks and Financial Promotions (Amendment) (EU Exit) Regulations 2021 PDF eBook |
Author | Great Britain |
Publisher | |
Pages | 8 |
Release | 2021-09-23 |
Genre | |
ISBN | 9780348227697 |
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21 (b). Issued: 23.09.2021. Sifted: 14.09.2021. Made: 22.09.2021. Laid: 23.09.2021. Coming into force: 18.10.2021. Effect: S.I. 2005/1529 amended. Territorial extent & classification: E/W/S/NI. General. EC note: Regulation (EU) No 600/2014; Commission Delegated Regulation (EU) 2017/581, (EU) 2020/1816, (EU) 2020/1818 amended
The Financial Regulators' Powers (Technical Standards Etc. ) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019
Title | The Financial Regulators' Powers (Technical Standards Etc. ) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 PDF eBook |
Author | GREAT BRITAIN. |
Publisher | |
Pages | 8 |
Release | 2019-03-20 |
Genre | |
ISBN | 9780111183960 |
Enabling power: European Union (Withdrawal) Act 2018, s. 8. Issued: 20.03.2019. Sifted: -. Made: 14.03.2019. Laid: -. Coming into force: In accord. with regs 1 (2). Effect: S.I. 2018/1115, 1403 amended. Territorial extent & classification: E/W/S/NI. General
The Short Selling (Amendment) (EU Exit) Regulations 2018
Title | The Short Selling (Amendment) (EU Exit) Regulations 2018 PDF eBook |
Author | Great Britain |
Publisher | |
Pages | 16 |
Release | 2018-12-13 |
Genre | |
ISBN | 9780111176498 |
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 13.12.2018. Sifted: -. Made: 06.12.2018. Laid: -. Coming into force: In accord. with reg. 1. Effect: 2000 c.8 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These regs amend Regulation (EU) no. 236/2012 on short selling and certain aspects of credit default swaps & Regulation (EU) no. 918/2012 supplementing Regulation (EU) no. 236/2012 with regards to definitions, the calculation of net short positions, covered sovereign credit default swaps, notification thresholds, liquidity thresholds for suspending restrictions, significant falls in the value of financial instruments and adverse events
The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018
Title | The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 PDF eBook |
Author | Great Britain |
Publisher | |
Pages | 24 |
Release | 2018-12-13 |
Genre | |
ISBN | 9780111176481 |
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 13.12.2018. Sifted: -. Made: 06.12.2018. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: S.I. 2014/2879; 2017/1064 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These regs amend Regulation (EU) no. 909/2014 on improving securities settlement in the EU and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Commission delegated regulation (EU) no. 2017/389 supplementing Regulation (EU) no. 909/2014 as regards the parameters for the calculation of cash penalties for settlement fails and the operations of CSDs in host Member States is revoked