Investment Company Act of 1940, as Amended
Title | Investment Company Act of 1940, as Amended PDF eBook |
Author | United States |
Publisher | |
Pages | 114 |
Release | 1970 |
Genre | |
ISBN |
The Investment Company Act of 1940
Title | The Investment Company Act of 1940 PDF eBook |
Author | |
Publisher | |
Pages | 978 |
Release | 1981 |
Genre | Corporation law |
ISBN |
Investment Company Act of 1940, as Amended August 10, 1954, Public No. 768, 76th Congress, H.R. 10065
Title | Investment Company Act of 1940, as Amended August 10, 1954, Public No. 768, 76th Congress, H.R. 10065 PDF eBook |
Author | United States |
Publisher | |
Pages | 48 |
Release | 1959 |
Genre | Investment advisors |
ISBN |
Investment Company Act Release
Title | Investment Company Act Release PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 974 |
Release | 1967 |
Genre | Mutual funds |
ISBN |
General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968
Title | General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 76 |
Release | 1968 |
Genre | Investments |
ISBN |
General Rules and Regulations Under the Investment Company Act of 1940
Title | General Rules and Regulations Under the Investment Company Act of 1940 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 56 |
Release | 1941 |
Genre | Investments |
ISBN |
Investment Company Determination Under the 1940 Act
Title | Investment Company Determination Under the 1940 Act PDF eBook |
Author | Robert H. Rosenblum |
Publisher | Aspen Publishers |
Pages | 1100 |
Release | 1997 |
Genre | Law |
ISBN | 9781567064667 |
This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.