Securities law review
Title | Securities law review PDF eBook |
Author | |
Publisher | |
Pages | 520 |
Release | 1987 |
Genre | |
ISBN |
Securities Regulation
Title | Securities Regulation PDF eBook |
Author | Marc I. Steinberg |
Publisher | Law Journal Press |
Pages | 1220 |
Release | 1984 |
Genre | Business & Economics |
ISBN | 9781588520210 |
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Securities Regulation in a Nutshell
Title | Securities Regulation in a Nutshell PDF eBook |
Author | David L. Ratner |
Publisher | |
Pages | 376 |
Release | 1982 |
Genre | Business & Economics |
ISBN |
The Logic of Securities Law
Title | The Logic of Securities Law PDF eBook |
Author | Nicholas L. Georgakopoulos |
Publisher | Cambridge University Press |
Pages | 215 |
Release | 2017-05-04 |
Genre | Law |
ISBN | 1108146171 |
This book opens with a simple introduction to financial markets, attempting to understand the action and the players of Wall Street by comparing them to the action and the players of main street. Firstly, it explores the definition of a security by its function, the departure from the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that the cost of disclosure rules is justified by their capacity to combat irrationalities, fads, and panics. The third section explains how the structure of class actions is designed to improve deterrence. Next it explores the economic harm from insider trading and how the law fights it. In sum, the book shows how all these parts of securities law serve the virtuous cycle from liquidity to accurate prices and more trading and how the great recession showed that our securities regulation reacted mostly adequately to the crisis.
Rethinking Securities Law
Title | Rethinking Securities Law PDF eBook |
Author | Marc I. Steinberg |
Publisher | Oxford University Press |
Pages | 361 |
Release | 2021 |
Genre | Law |
ISBN | 0197583148 |
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
Securities Law Techniques
Title | Securities Law Techniques PDF eBook |
Author | |
Publisher | |
Pages | |
Release | 1985 |
Genre | Actions and defenses |
ISBN |
Understanding Securities Law
Title | Understanding Securities Law PDF eBook |
Author | Marc I. Steinberg |
Publisher | LexisNexis/Matthew Bender |
Pages | 554 |
Release | 2007 |
Genre | Business & Economics |
ISBN |