Securities Exchange Act of 1934 Release

Securities Exchange Act of 1934 Release
Title Securities Exchange Act of 1934 Release PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 868
Release 1962
Genre Securities
ISBN

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Enforcement Manual

Enforcement Manual
Title Enforcement Manual PDF eBook
Author United States. Securities and Exchange Commission. Division of Enforcement
Publisher
Pages 144
Release 2008
Genre Corporation law
ISBN

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Official List of Section 13(f) Securities

Official List of Section 13(f) Securities
Title Official List of Section 13(f) Securities PDF eBook
Author
Publisher
Pages 182
Release 1981
Genre Securities
ISBN

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SEC News Digest

SEC News Digest
Title SEC News Digest PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 644
Release 1977-07
Genre Securities
ISBN

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Lists documents available from Public Reference Section, Securities and Exchange Commission.

SEC Compliance and Enforcement Answer Book 2015

SEC Compliance and Enforcement Answer Book 2015
Title SEC Compliance and Enforcement Answer Book 2015 PDF eBook
Author David M. Stuart
Publisher
Pages 0
Release 2015-08-07
Genre Corporation law
ISBN 9781402424717

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SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

Payout Policy

Payout Policy
Title Payout Policy PDF eBook
Author
Publisher
Pages 83
Release 2007
Genre Corporations
ISBN 9781846632563

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Dividend policy continues to be among the premier unsolved puzzles in finance. A number of theories have been advanced to explain dividend policy. This e-book briefly reviews the principal theories of payout policy and dividend policy and summarizes the empirical evidence on these theories. Empirical evidence is equivocal and the search for new explanation for dividends continues.

SECURITIES AND EXCHANGE COMMISSION DECISIONS AND REPORTS

SECURITIES AND EXCHANGE COMMISSION DECISIONS AND REPORTS
Title SECURITIES AND EXCHANGE COMMISSION DECISIONS AND REPORTS PDF eBook
Author
Publisher
Pages 1090
Release 1967
Genre
ISBN

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