PLI's Annual Institute on Securities Regulation in Europe
Title | PLI's Annual Institute on Securities Regulation in Europe PDF eBook |
Author | |
Publisher | |
Pages | 1216 |
Release | 2010 |
Genre | Securities |
ISBN |
European Securities Law
Title | European Securities Law PDF eBook |
Author | Raj Panasar |
Publisher | OUP Oxford |
Pages | 0 |
Release | 2014-03 |
Genre | Law |
ISBN | 9780199685608 |
This new edition provides the most comprehensive analysis of the regulation and operation of the securities markets in Europe.
Annual Institute on Securities Regulation
Title | Annual Institute on Securities Regulation PDF eBook |
Author | |
Publisher | |
Pages | 1622 |
Release | 2009 |
Genre | Securities |
ISBN |
Rethinking Securities Law
Title | Rethinking Securities Law PDF eBook |
Author | Marc I. Steinberg |
Publisher | Oxford University Press |
Pages | 361 |
Release | 2021 |
Genre | Law |
ISBN | 0197583148 |
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
EU Prospectus Law
Title | EU Prospectus Law PDF eBook |
Author | Pierre Schammo |
Publisher | Cambridge University Press |
Pages | 415 |
Release | 2011-05-19 |
Genre | Law |
ISBN | 1139496328 |
Pierre Schammo provides a detailed analysis of EU prospectus law (and the 2010 amendments to the Prospectus Directive) and assesses the new rules governing the European Securities and Markets Authority, including the case law on the delegation of powers to regulatory agencies. In a departure from previous work on securities regulation, the focus is on EU decision-making in the securities field. He examines the EU's approach to prospectus disclosure enforcement and its implementation at Member State level and breaks new ground on regulatory competition in the securities field by providing a 'law-in-context' analysis of the negotiations of the Prospectus Directive.
EU Administrative Governance
Title | EU Administrative Governance PDF eBook |
Author | Herwig C.H. Hofmann |
Publisher | Edward Elgar Publishing |
Pages | 635 |
Release | 2006-01-01 |
Genre | Political Science |
ISBN | 1845429966 |
This book is a unique contribution to the understanding of the reality of government and governance in the European Union.
Crypto-Finance, Law and Regulation
Title | Crypto-Finance, Law and Regulation PDF eBook |
Author | Joseph Lee |
Publisher | Routledge |
Pages | 215 |
Release | 2022-02-17 |
Genre | Law |
ISBN | 0429657315 |
Crypto-Finance, Law and Regulation investigates whether crypto-finance will cause a paradigm shift in regulation from a centralised model to a model based on distributed consensus. This book explores the emergence of a decentralised and disintermediated crypto-market and investigates the way in which it can transform the financial markets. It examines three components of the financial market – technology, finance, and the law – and shows how their interrelationship dictates the structure of a crypto-market. It focuses on regulators’ enforcement policies and their jurisdiction over crypto-finance operators and participants. The book also discusses the latest developments in crypto-finance, and the advantages and disadvantages of crypto-currency as an alternative payment product. It also investigates how such a decentralised crypto-finance system can provide access to finance, promote a shared economy, and allow access to justice. By exploring the law, regulation and governance of crypto-finance from a national, regional and global viewpoint, the book provides a fascinating and comprehensive overview of this important topic and will appeal to students, scholars and practitioners interested in regulation, finance and the law.