Final Report on Bank Securities Activities
Title | Final Report on Bank Securities Activities PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 272 |
Release | 1977 |
Genre | Banking law |
ISBN |
Securities Activities of Banks
Title | Securities Activities of Banks PDF eBook |
Author | Melanie L. Fein |
Publisher | Wolters Kluwer |
Pages | 1668 |
Release | 2011-12-20 |
Genre | Law |
ISBN | 1454801247 |
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
SEC Study on Bank Securities Activities
Title | SEC Study on Bank Securities Activities PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 93 |
Release | 1977 |
Genre | Banks and banking |
ISBN |
Securities Activities of Commercial Banks
Title | Securities Activities of Commercial Banks PDF eBook |
Author | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities |
Publisher | |
Pages | 464 |
Release | 1976 |
Genre | Bank investments |
ISBN |
Reports on Banks Securities Activities of the Securities and Exchange Commission Pursuant to Section 11A(e) of the Securities and Exchange Act of 1934 (Public Law 94-29).
Title | Reports on Banks Securities Activities of the Securities and Exchange Commission Pursuant to Section 11A(e) of the Securities and Exchange Act of 1934 (Public Law 94-29). PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 630 |
Release | 1977 |
Genre | Banking law |
ISBN |
SEC Study of Bank Securities Activities
Title | SEC Study of Bank Securities Activities PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 134 |
Release | 1977 |
Genre | Banking law |
ISBN |
Securities Activities of Commercial Banks, Hearings Before the Subcommitteeon Securities of ...,94-1 ...,December 9 and 10,1975.110:1:United States
Title | Securities Activities of Commercial Banks, Hearings Before the Subcommitteeon Securities of ...,94-1 ...,December 9 and 10,1975.110:1:United States PDF eBook |
Author | |
Publisher | |
Pages | 472 |
Release | 1975 |
Genre | |
ISBN |