Lee Rose Oral History (interview Code: 5526)
| Title | Lee Rose Oral History (interview Code: 5526) PDF eBook |
| Author | |
| Publisher | |
| Pages | 0 |
| Release | 1995 |
| Genre | |
| ISBN |
Zusammenfassung: Audiovisual testimony of a Holocaust survivor. Includes pre-war, wartime, and post-war experiences
Alan Rose oral history (interview code: 6386)
| Title | Alan Rose oral history (interview code: 6386) PDF eBook |
| Author | |
| Publisher | |
| Pages | 0 |
| Release | 1995 |
| Genre | |
| ISBN |
Joe Rose Oral History (interview Code: 3424)
| Title | Joe Rose Oral History (interview Code: 3424) PDF eBook |
| Author | |
| Publisher | |
| Pages | 0 |
| Release | 1995 |
| Genre | |
| ISBN |
Zusammenfassung: Audiovisual testimony of a Holocaust survivor. Includes pre-war, wartime, and post-war experiences
George Lee-Littman Oral History (interview Code: 1930)
| Title | George Lee-Littman Oral History (interview Code: 1930) PDF eBook |
| Author | |
| Publisher | |
| Pages | 0 |
| Release | 1995 |
| Genre | |
| ISBN |
Zusammenfassung: Audiovisual testimony of a Holocaust survivor. Includes pre-war, wartime, and post-war experiences
Lee Elmer Oral History (interview Code: 35373)
| Title | Lee Elmer Oral History (interview Code: 35373) PDF eBook |
| Author | |
| Publisher | |
| Pages | 0 |
| Release | 1997 |
| Genre | |
| ISBN |
Zusammenfassung: Audiovisual testimony of a Holocaust survivor. Includes pre-war, wartime, and post-war experiences
Lee Choron Oral History (interview Code: 29495)
| Title | Lee Choron Oral History (interview Code: 29495) PDF eBook |
| Author | |
| Publisher | |
| Pages | 0 |
| Release | 1997 |
| Genre | |
| ISBN |
Zusammenfassung: Audiovisual testimony of a Holocaust survivor. Includes pre-war, wartime, and post-war experiences
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
| Title | Investor and Industry Perspectives on Investment Advisers and Broker-Dealers PDF eBook |
| Author | Angela A. Hung |
| Publisher | Rand Corporation |
| Pages | 151 |
| Release | 2008-03-12 |
| Genre | Law |
| ISBN | 0833045016 |
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.