Informal Corporate Disclosure Under Federal Securities Law 2009
Title | Informal Corporate Disclosure Under Federal Securities Law 2009 PDF eBook |
Author | Ted Trautmann |
Publisher | Wolters Kluwer |
Pages | 3 |
Release | 2009-04-01 |
Genre | Reference |
ISBN | 0808021583 |
Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).
Informal Corporate Disclosure Under Federal Securities Law
Title | Informal Corporate Disclosure Under Federal Securities Law PDF eBook |
Author | Ted Trautmann |
Publisher | |
Pages | 296 |
Release | 2002 |
Genre | Disclosure of information |
ISBN |
Informal Corporate Disclosure
Title | Informal Corporate Disclosure PDF eBook |
Author | CCH Incorporated |
Publisher | CCH Incorporated |
Pages | 300 |
Release | 2006-03 |
Genre | |
ISBN | 9780808014751 |
Discussion of regulatory requirements for press releases and other corporate communications.
Model Rules of Professional Conduct
Title | Model Rules of Professional Conduct PDF eBook |
Author | American Bar Association. House of Delegates |
Publisher | American Bar Association |
Pages | 216 |
Release | 2007 |
Genre | Law |
ISBN | 9781590318737 |
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Overview of the Privacy Act of 1974
Title | Overview of the Privacy Act of 1974 PDF eBook |
Author | United States. Department of Justice. Privacy and Civil Liberties Office |
Publisher | |
Pages | 276 |
Release | 2010 |
Genre | Government publications |
ISBN |
The "Overview of the Privacy Act of 1974," prepared by the Department of Justice's Office of Privacy and Civil Liberties (OPCL), is a discussion of the Privacy Act's disclosure prohibition, its access and amendment provisions, and its agency recordkeeping requirements. Tracking the provisions of the Act itself, the Overview provides reference to, and legal analysis of, court decisions interpreting the Act's provisions.
The Securities Litigation Review
Title | The Securities Litigation Review PDF eBook |
Author | William Savitt |
Publisher | |
Pages | 310 |
Release | 2017 |
Genre | |
ISBN | 9781910813645 |
U.S. Regulation of the International Securities and Derivatives Markets
Title | U.S. Regulation of the International Securities and Derivatives Markets PDF eBook |
Author | |
Publisher | Aspen Law & Business Publishers |
Pages | 254 |
Release | 2002 |
Genre | Business & Economics |
ISBN |