PLI's Annual Institute on Securities Regulation in Europe

PLI's Annual Institute on Securities Regulation in Europe
Title PLI's Annual Institute on Securities Regulation in Europe PDF eBook
Author
Publisher
Pages 1152
Release 2009
Genre Securities
ISBN

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Annual Institute on Securities Regulation

Annual Institute on Securities Regulation
Title Annual Institute on Securities Regulation PDF eBook
Author
Publisher
Pages 976
Release 2007
Genre Securities
ISBN

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Proceedings of the Annual Institute on Securities Laws and Regulations

Proceedings of the Annual Institute on Securities Laws and Regulations
Title Proceedings of the Annual Institute on Securities Laws and Regulations PDF eBook
Author
Publisher
Pages 424
Release 1977
Genre Securities
ISBN

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Whistleblowers

Whistleblowers
Title Whistleblowers PDF eBook
Author Frederick D. Lipman
Publisher John Wiley & Sons
Pages 288
Release 2011-12-06
Genre Business & Economics
ISBN 1118094034

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Solid guidance for managing whistleblower policies in light of the new Dodd-Frank Act provisions In July 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act that greatly expanded whistleblower bounties in connection with violations of federal securities laws, including the Foreign Corrupt Practices Act. Discussing business protection strategies and best practices in dealing with whistleblowers, Whistleblowers will appeal to board members, executives, corporate compliance personnel, attorneys for whistleblowers and defense attorneys, as well as potential employee whistleblowers. Case studies of GlaxoSmithKline, Pfizer and other high profile whistleblower incidences Examines new Dodd-Frank incentives to whistleblowers Recommends best practices for corporations in light of new whistleblowing incentives Explores other federal and state statutory incentives to whistleblowing Timely and comprehensive, Whistleblowers emphasizes the disincentives to whistleblowing, reviewing the academic studies of whistleblowers with the idea of developing best practices in working with whistleblowers.

Recommendations for Central Counterparties

Recommendations for Central Counterparties
Title Recommendations for Central Counterparties PDF eBook
Author Group of Ten. Committee on Payment and Settlement Systems
Publisher
Pages 80
Release 2004
Genre Clearing of securities
ISBN

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Eleventh Annual Report

Eleventh Annual Report
Title Eleventh Annual Report PDF eBook
Author New Hampshire Agricultural Experiment Station
Publisher
Pages 70
Release 1899
Genre Agricultural experiment stations
ISBN

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Smoke & Mirrors, Inc

Smoke & Mirrors, Inc
Title Smoke & Mirrors, Inc PDF eBook
Author Nicolas Véron
Publisher Cornell University Press
Pages 260
Release 2006
Genre Business & Economics
ISBN 9780801444166

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The authors challenge widespread beliefs that business accounting practices are neutral and involve the mere reporting of objective data, revealing how easily balance sheets can be manipulated.