CFTC Regulatory Authority Review
Title | CFTC Regulatory Authority Review PDF eBook |
Author | United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation and Credit |
Publisher | |
Pages | 472 |
Release | 1980 |
Genre | Commodity exchanges |
ISBN |
CFTC Regulatory Authority Review
Title | CFTC Regulatory Authority Review PDF eBook |
Author | United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation and Credit |
Publisher | |
Pages | 468 |
Release | 1980 |
Genre | |
ISBN |
Review of Reports by the U. S. General Accounting Office and the Commodity Futures Trading Commission on Derivative Products
Title | Review of Reports by the U. S. General Accounting Office and the Commodity Futures Trading Commission on Derivative Products PDF eBook |
Author | United States; Congress; House; Committee on Agriculture; Subcommittee on Environment |
Publisher | Forgotten Books |
Pages | 319 |
Release | 2015-06-26 |
Genre | Reference |
ISBN | 9781330403341 |
Excerpt from Review of Reports by the U. S. General Accounting Office and the Commodity Futures Trading Commission on Derivative Products The subcommittee met, pursuant to call, at 10:10 a.m., in room 1300, Longworth House Office Building, Hon. Tim Johnson (chairman of the subcommittee) presiding. Present: Representatives Long, Minge, Barlow, Pomeroy, Holden, McKinney, Thurman, Penny, Peterson, Combest, Gunderson, Allard, Nussle, Ewing, Dickey, and Smith of Michigan. Also present: Representative E(Kika) de la Garza, chairman of the committee, and Representatives Rose, Glickman, Stenholm, Dooley, and Lucas, members of the committee. Staff present: Glenda L. Temple, clerk; Anne Simmons, James A. Davis, Joe Dugan, John Riley, and David Ebersole. Opening Statement Of Hon. Tim Johnson, A Representative In Congress From The State Of South Dakota Mr. Johnson. We will call the Environment, Credit, and Rural Development Subcommittee hearing to order. This hearing is to be held to review reports of the General Accounting Office and the Commodity Futures Trading Commission on derivative products. This hearing should give us an opportunity to further explore reports on derivative financial products released by the GAO and the Commodity Futures Trading Commission. As the subcommittee and full committee with jurisdiction over the CFTC, we have an important role to play in the debate over whether over-the-counter derivative products should or should not be regulated because of the CFTC's role in regulation and oversight of derivative products which are currently traded on exchange. With reauthorization of the CFTC to be taken up by the subcommittee in the near future - and the hearing on reauthorization scheduled currently for July 14 - it is also timely for this committee to begin looking at issues surrounding the CFTC and its current regulatory authority over derivatives. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions
Title | CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions PDF eBook |
Author | United States. Commodity Futures Trading Commission |
Publisher | |
Pages | 16 |
Release | 1995 |
Genre | Commodity exchanges |
ISBN |
Review the Commodity Futures Trading Commissions' Authority to Provide U.S. Futures Exchanges with Regulatory Relief
Title | Review the Commodity Futures Trading Commissions' Authority to Provide U.S. Futures Exchanges with Regulatory Relief PDF eBook |
Author | United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management, Research, and Specialty Crops |
Publisher | |
Pages | 76 |
Release | 1999 |
Genre | Business & Economics |
ISBN |
Process for Review of Swaps for Mandatory Clearing (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)
Title | Process for Review of Swaps for Mandatory Clearing (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) PDF eBook |
Author | The Law The Law Library |
Publisher | Createspace Independent Publishing Platform |
Pages | 28 |
Release | 2018-06-18 |
Genre | |
ISBN | 9781721592036 |
Process for Review of Swaps for Mandatory Clearing (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Process for Review of Swaps for Mandatory Clearing (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These regulations establish the process by which the Commission will review swaps to determine whether the swaps are required to be cleared. This book contains: - The complete text of the Process for Review of Swaps for Mandatory Clearing (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Financial Regulation
Title | Financial Regulation PDF eBook |
Author | Orice Williams Brown |
Publisher | DIANE Publishing |
Pages | 58 |
Release | 2010-08 |
Genre | Law |
ISBN | 1437932541 |
The auditor was directed to assess the joint report of the SEC and the Commodity Futures Trading Commission (CFTC) on harmonization of their regulatory approaches. In Oct. 2009, CFTC and SEC issued this report in response to the Dept. of the Treasury¿s recommendation that the two agencies assess conflicts in their rules and statutes with respect to similar financial instruments. This reports objectives were to review: (1) how CFTC and SEC identified and assessed harmonization opportunities; (2) the agencies¿ progress toward implementing the joint report¿s recommendations; and (3) additional steps the agencies could take to reduce inconsistencies and overlap in their oversight. Charts and tables.