Audits of Brokers and Dealers in Securities
Title | Audits of Brokers and Dealers in Securities PDF eBook |
Author | American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee |
Publisher | |
Pages | 244 |
Release | 1985 |
Genre | Securities industry |
ISBN |
Accounting Guide
Title | Accounting Guide PDF eBook |
Author | AICPA |
Publisher | John Wiley & Sons |
Pages | 464 |
Release | 2019-11-19 |
Genre | Business & Economics |
ISBN | 1948306662 |
It is critical to understand the complexities of the specialized accounting and regulatory requirements needed for the broker-dealer industry. This comprehensive guide has been designed to be beneficial for a wide range of professionals within the broker-dealer industry. Updates to this edition are to conform the content to current accounting standards and regulatory requirements. The updates include: SEC Release No. 34-86073, Amendment to Single Issuer Exemption for Broker-Dealers; ASU No. 2018-09, Codification Improvements; and, SEC Release Nos. 33-10532; 34-83875; IC-33203, Disclosure Update and Simplification. In addition, this edition features a new example disclosure note for revenue from contracts with customers, which has been added to the guide's illustrative financial statements and footnote disclosures.
Audits of Brokers and Dealers in Securities
Title | Audits of Brokers and Dealers in Securities PDF eBook |
Author | American Institute of Certified Public Accountants. Stockbrokerage Auditing Subcommittee |
Publisher | American Institute of Certified Public Accountants (AICPA) |
Pages | 220 |
Release | 1989 |
Genre | Business & Economics |
ISBN |
Audits of Property and Liability Insurance Companies
Title | Audits of Property and Liability Insurance Companies PDF eBook |
Author | |
Publisher | |
Pages | 380 |
Release | 2000 |
Genre | Liability insurance |
ISBN |
Brokers and Dealers in Securities
Title | Brokers and Dealers in Securities PDF eBook |
Author | American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee |
Publisher | |
Pages | 404 |
Release | 2010 |
Genre | Securities industry |
ISBN |
Computer Audits of Brokers and Dealers in Securities
Title | Computer Audits of Brokers and Dealers in Securities PDF eBook |
Author | Gary Gould |
Publisher | |
Pages | 68 |
Release | 1972 |
Genre | Auditing |
ISBN |
Reports on Audited Financial Statements of Brokers and Dealers in Securities
Title | Reports on Audited Financial Statements of Brokers and Dealers in Securities PDF eBook |
Author | American Institute of Certified Public Accountants. Stockbrokerage and Investment Banking Committee |
Publisher | |
Pages | 12 |
Release | 1989 |
Genre | Auditing |
ISBN |