U.S. Regulation of the International Securities and Derivatives Markets
Title | U.S. Regulation of the International Securities and Derivatives Markets PDF eBook |
Author | |
Publisher | Aspen Law & Business Publishers |
Pages | 254 |
Release | 2002 |
Genre | Business & Economics |
ISBN |
International Securities Regulation
Title | International Securities Regulation PDF eBook |
Author | Robert C. Rosen |
Publisher | |
Pages | 0 |
Release | 1986 |
Genre | International finance |
ISBN | 9780379208252 |
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
International Securities Law and Regulation
Title | International Securities Law and Regulation PDF eBook |
Author | |
Publisher | |
Pages | |
Release | 2010 |
Genre | |
ISBN |
Governance of Global Financial Markets
Title | Governance of Global Financial Markets PDF eBook |
Author | Emilios Avgouleas |
Publisher | Cambridge University Press |
Pages | 501 |
Release | 2012-04-26 |
Genre | Business & Economics |
ISBN | 0521762669 |
Analyses governance structures for international finance, evaluates current regulatory reforms and proposes a new governance system for global financial markets.
US Securities Regulation
Title | US Securities Regulation PDF eBook |
Author | Eduardo Vidal |
Publisher | Globe Law and Business Limited |
Pages | 0 |
Release | 2011 |
Genre | Business & Economics |
ISBN | 9781905783496 |
"While credit markets remain tight, the capital markets appear to be opening up again. As a result, many international companies will consider accessing the US markets as part of their financing strategy. This option is particularly attractive to non-US companies, which may take advantage of less stringent rules than those applicable to US companies. This practical title serves as a reference for companies and their lawyers on all matters relating to foreign private issuers in the US capital markets. Accessible and full of practical guidance, it addresses topics including amendments to the US Securities and Exchange Commission (SEC) rules automatically exempting foreign private issuers from SEC registration; new SEC rules making it easier for foreign private issuers to de-register their securities from the SEC and terminate their reporting obligations; acceptance of private issuers' financial statements prepared in accordance with International Financial Reporting Standards without reconciliation to US generally accepted accounting principles; and the new SEC release on cross-border tender offers. The book features a checklist for due diligence in international securities offerings. It also covers private placements of securities, including Rule 144A offerings, which are exempt from registration with the SEC, and a full description of American depositary receipts"--Unedited summary from book cover.
The Regulation of International Financial Markets
Title | The Regulation of International Financial Markets PDF eBook |
Author | Rainer Grote |
Publisher | Cambridge University Press |
Pages | 358 |
Release | 2006-02-16 |
Genre | Law |
ISBN | 1139450344 |
International financial relations have become increasingly important for the development of global and national economies. At present these relations are primarily governed by market forces, with little regulatory interference at the international level. In the light of numerous financial crises, this abstinence must be seriously questioned. Starting with an analysis of the regulatory problems at the international level, with only minimal powers entrusted to international organisations, this book develops various possibilities for reform. On the basis of an historical analysis, the book first adopts a comparative approach to national attempts to regulate international financial markets, then outlines the potential of relevant institutions and finally develops a policy perspective. It seeks to provide a framework for analysing options for the regulation of international financial markets from a public international law and comparative law perspective.
Securities Regulation
Title | Securities Regulation PDF eBook |
Author | Louis Loss |
Publisher | Aspen Publishers |
Pages | 820 |
Release | 2009 |
Genre | Business & Economics |
ISBN |
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.