SEC Enforcement Manual, as of 2-14-77
Title | SEC Enforcement Manual, as of 2-14-77 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | |
Release | 1977* |
Genre | Securities |
ISBN |
Model Rules of Professional Conduct
Title | Model Rules of Professional Conduct PDF eBook |
Author | American Bar Association. House of Delegates |
Publisher | American Bar Association |
Pages | 216 |
Release | 2007 |
Genre | Law |
ISBN | 9781590318737 |
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Enforcement Manual
Title | Enforcement Manual PDF eBook |
Author | United States. Securities and Exchange Commission. Division of Enforcement |
Publisher | |
Pages | 144 |
Release | 2008 |
Genre | Corporation law |
ISBN |
The Securities Enforcement Manual
Title | The Securities Enforcement Manual PDF eBook |
Author | Nicole A. Baker |
Publisher | American Bar Association |
Pages | 774 |
Release | 2007 |
Genre | Business & Economics |
ISBN | 9781590317297 |
This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
Securities and Exchange Commission, Division of Enforcement
Title | Securities and Exchange Commission, Division of Enforcement PDF eBook |
Author | United States. Securities and Exchange Commission. Division of Enforcement |
Publisher | |
Pages | 138 |
Release | 2010 |
Genre | Securities industry |
ISBN |
SEC Enforcement Actions
Title | SEC Enforcement Actions PDF eBook |
Author | Harvey L. Pitt |
Publisher | |
Pages | 560 |
Release | 1980 |
Genre | Corporation law |
ISBN |
The Securities Enforcement Manual
Title | The Securities Enforcement Manual PDF eBook |
Author | Roger M. Adelman |
Publisher | Section of Administrative Law and Regulatory an Bar Associat |
Pages | 554 |
Release | 1997 |
Genre | Business & Economics |
ISBN |