Series 6 Investment Company Products/Variable Contracts Limited Representative Exam License Exam Manual
Title | Series 6 Investment Company Products/Variable Contracts Limited Representative Exam License Exam Manual PDF eBook |
Author | Dearborn Financial Publishing |
Publisher | Kaplan Publishing |
Pages | 388 |
Release | 2005-03 |
Genre | Business & Economics |
ISBN | 9781419503085 |
Investment Company/Variable Contracts Limited Representative
Title | Investment Company/Variable Contracts Limited Representative PDF eBook |
Author | Dearborn Financial Institute |
Publisher | Kaplan Publishing |
Pages | 316 |
Release | 1995-12 |
Genre | Business & Economics |
ISBN | 9780793116041 |
Exam Facts Series 6 Investment Company Variable Contracts Limited Representative Exam
Title | Exam Facts Series 6 Investment Company Variable Contracts Limited Representative Exam PDF eBook |
Author | Derek Bryan |
Publisher | |
Pages | 156 |
Release | 2013-04-04 |
Genre | |
ISBN | 9781484047200 |
Exam Facts presents the Series 6 Investment Company Variable Contracts Limited Representative Study Guide. Get the Facts you need to learn what you need to know to help you pass this FINRA exam.. Just the Facts, no fluff material. Derek Bryan assembled the necessary information you need to learn to pass this Financial Exam. A long time Financial Industry expert and teacher, he lists directly what you should focus on. Exam Facts brings you the best in Healthcare, Finance, Business, Technology and Law study guides. We give you just the facts!!What is the priority in dividend payments? Define Secured corporate bonds. Define Diversified investment companies. Define Types of underwriting agreements. Define Corporate dividend exclusion. Define Stages of money laundering.Just a hint of what you will find in this study guide!
PassTrak Series 6, Investment Company/variable Contracts Limited Representative
Title | PassTrak Series 6, Investment Company/variable Contracts Limited Representative PDF eBook |
Author | Dearborn Financial Institute |
Publisher | Kaplan Publishing |
Pages | 292 |
Release | 1998 |
Genre | Business & Economics |
ISBN |
Wiley Series 6 Exam Review 2013 + Test Bank
Title | Wiley Series 6 Exam Review 2013 + Test Bank PDF eBook |
Author | The Securities Institute of America, Inc. |
Publisher | John Wiley & Sons |
Pages | 311 |
Release | 2013-06-17 |
Genre | Business & Economics |
ISBN | 1118675495 |
The Investment Company Products/Variable Contracts Limited Representative exam, or the Series 6, qualifies an individual who will function as a principal for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company. This qualification allows transactions on the following: Mutual funds (closed-end funds on the initial offering only); variable annuities; variable life insurance; unit investment trusts; municipal fund securities (e.g., 529 College Savings Plans, Local Government Investment Pools (LGIPs), Coverdell Education Savings Accounts). A Series 6 Registered Representative may conduct business in mutual funds and variable contracts. Each book is accompanied by an online test bank with 201 questions, organized by chapter. The questions included in the book have been included in this online test bank. Topics Covered: Securities Markets, Investment Securities and Economic Factors Securities and Tax Regulation Marketing, Prospecting and Sales Presentation Evaluation of Customers Product Information; Investment Company Securities and Variable Contracts Opening and Servicing Customer Accounts Test: 100 multiple-choice questions; Two hours and fifteen minutes to complete exam; Candidate must answer 70% of the questions correctly to pass. There are no pre-requisites to take the Series 6 exam, but candidates must be sponsored by a FINRA member firm.
Investment Company Products/variable Contracts Limited Representative Qualification Examination (test Series 6)
Title | Investment Company Products/variable Contracts Limited Representative Qualification Examination (test Series 6) PDF eBook |
Author | National Association of Securities Dealers |
Publisher | |
Pages | 16 |
Release | 1980 |
Genre | Brokers |
ISBN |
Series 6 Exam Textbook
Title | Series 6 Exam Textbook PDF eBook |
Author | Steven Rice |
Publisher | |
Pages | |
Release | 2014-01-01 |
Genre | |
ISBN | 9780991353538 |
This book is designed to prepare students to pass the FINRA Series 6 Exam. The book is broken down into 4 chapters, which includes chapter exams with detailed explanations. This book also has 4 practice final exams with detailed explanations.