International Securities Regulation

International Securities Regulation
Title International Securities Regulation PDF eBook
Author Robert C. Rosen
Publisher
Pages 0
Release 1986
Genre International finance
ISBN 9780379208252

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Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.

Securities and Capital Markets Regulation in South Africa

Securities and Capital Markets Regulation in South Africa
Title Securities and Capital Markets Regulation in South Africa PDF eBook
Author C. King Chanetsa
Publisher BRILL
Pages 105
Release 2019-08-26
Genre Law
ISBN 9004413057

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An effective capital markets industry has existed in South Africa for over 120 years. As recently as 2015, South Africa was considered the best regulator of securities in the world. The fall out from the GFC contained lessons for all markets, but not to the same extent. In the pursuit of G20 inspired conformity, aspects of the South African reform agenda may therefore appear replicative of initiatives in other jurisdictions and, consequently, uncritical in parts. In light of the fall to forty sixth place in the world in securities regulation ranking and some uncertainty in respect of the extent and shape of the reform process, C. King Chanetsa reviews activities in South Africa along the busy securities and capital markets value chain, and considers the continuing and emerging regulatory and supervisory framework.

Corporate Finance and the Securities Laws

Corporate Finance and the Securities Laws
Title Corporate Finance and the Securities Laws PDF eBook
Author Charles J. Johnson
Publisher
Pages 1154
Release 2004
Genre Business & Economics
ISBN

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The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets
Title U.S. Regulation of the International Securities and Derivatives Markets PDF eBook
Author
Publisher Aspen Law & Business Publishers
Pages 254
Release 2002
Genre Business & Economics
ISBN

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US Securities Regulation

US Securities Regulation
Title US Securities Regulation PDF eBook
Author Eduardo Vidal
Publisher Globe Law and Business Limited
Pages 0
Release 2011
Genre Business & Economics
ISBN 9781905783496

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"While credit markets remain tight, the capital markets appear to be opening up again. As a result, many international companies will consider accessing the US markets as part of their financing strategy. This option is particularly attractive to non-US companies, which may take advantage of less stringent rules than those applicable to US companies. This practical title serves as a reference for companies and their lawyers on all matters relating to foreign private issuers in the US capital markets. Accessible and full of practical guidance, it addresses topics including amendments to the US Securities and Exchange Commission (SEC) rules automatically exempting foreign private issuers from SEC registration; new SEC rules making it easier for foreign private issuers to de-register their securities from the SEC and terminate their reporting obligations; acceptance of private issuers' financial statements prepared in accordance with International Financial Reporting Standards without reconciliation to US generally accepted accounting principles; and the new SEC release on cross-border tender offers. The book features a checklist for due diligence in international securities offerings. It also covers private placements of securities, including Rule 144A offerings, which are exempt from registration with the SEC, and a full description of American depositary receipts"--Unedited summary from book cover.

International Capital Markets

International Capital Markets
Title International Capital Markets PDF eBook
Author Cally Jordan
Publisher Oxford University Press, USA
Pages 432
Release 2021-03-18
Genre Law
ISBN 9780198849018

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This accessible work provides critical analysis and explains in context the practice and operation of the international capital markets, their regulation, and their institutions.

Securities Market Issues for the 21st Century

Securities Market Issues for the 21st Century
Title Securities Market Issues for the 21st Century PDF eBook
Author Merritt B. Fox
Publisher
Pages 476
Release 2018
Genre Securities
ISBN 9781982966850

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