Sec Guidelines

Sec Guidelines
Title Sec Guidelines PDF eBook
Author
Publisher
Pages
Release 2015
Genre
ISBN 9780791389171

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Investment Company Act Release

Investment Company Act Release
Title Investment Company Act Release PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 974
Release 1967
Genre Mutual funds
ISBN

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General Rules and Regulations Under the Investment Company Act of 1940

General Rules and Regulations Under the Investment Company Act of 1940
Title General Rules and Regulations Under the Investment Company Act of 1940 PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 48
Release 1941
Genre Investments
ISBN

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Model Rules of Professional Conduct

Model Rules of Professional Conduct
Title Model Rules of Professional Conduct PDF eBook
Author American Bar Association. House of Delegates
Publisher American Bar Association
Pages 216
Release 2007
Genre Law
ISBN 9781590318737

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The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Regulation of Investment Companies

Regulation of Investment Companies
Title Regulation of Investment Companies PDF eBook
Author Thomas P. Lemke
Publisher
Pages
Release 1997-03-06
Genre Law
ISBN 9780820520056

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The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets
Title U.S. Regulation of the International Securities and Derivatives Markets PDF eBook
Author
Publisher Aspen Law & Business Publishers
Pages 254
Release 2002
Genre Business & Economics
ISBN

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Regulation of Investment Advisers

Regulation of Investment Advisers
Title Regulation of Investment Advisers PDF eBook
Author Thomas P. Lemke
Publisher
Pages
Release 2015
Genre Investment advisors
ISBN 9780314832627

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