Sec Guidelines
Title | Sec Guidelines PDF eBook |
Author | |
Publisher | |
Pages | |
Release | 2015 |
Genre | |
ISBN | 9780791389171 |
Investment Company Act Release
Title | Investment Company Act Release PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 974 |
Release | 1967 |
Genre | Mutual funds |
ISBN |
General Rules and Regulations Under the Investment Company Act of 1940
Title | General Rules and Regulations Under the Investment Company Act of 1940 PDF eBook |
Author | United States. Securities and Exchange Commission |
Publisher | |
Pages | 48 |
Release | 1941 |
Genre | Investments |
ISBN |
Model Rules of Professional Conduct
Title | Model Rules of Professional Conduct PDF eBook |
Author | American Bar Association. House of Delegates |
Publisher | American Bar Association |
Pages | 216 |
Release | 2007 |
Genre | Law |
ISBN | 9781590318737 |
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Regulation of Investment Companies
Title | Regulation of Investment Companies PDF eBook |
Author | Thomas P. Lemke |
Publisher | |
Pages | |
Release | 1997-03-06 |
Genre | Law |
ISBN | 9780820520056 |
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
U.S. Regulation of the International Securities and Derivatives Markets
Title | U.S. Regulation of the International Securities and Derivatives Markets PDF eBook |
Author | |
Publisher | Aspen Law & Business Publishers |
Pages | 254 |
Release | 2002 |
Genre | Business & Economics |
ISBN |
Regulation of Investment Advisers
Title | Regulation of Investment Advisers PDF eBook |
Author | Thomas P. Lemke |
Publisher | |
Pages | |
Release | 2015 |
Genre | Investment advisors |
ISBN | 9780314832627 |