Frahm V. Equitable Life Assurance Society of the United States
Title | Frahm V. Equitable Life Assurance Society of the United States PDF eBook |
Author | |
Publisher | |
Pages | 118 |
Release | 1997 |
Genre | |
ISBN |
Official Reports of the Supreme Court
Title | Official Reports of the Supreme Court PDF eBook |
Author | United States. Supreme Court |
Publisher | |
Pages | 742 |
Release | 1998 |
Genre | Law reports, digests, etc |
ISBN |
Docket No. 117638
Title | Docket No. 117638 PDF eBook |
Author | |
Publisher | |
Pages | 568 |
Release | 2014 |
Genre | Legal briefs |
ISBN |
United States Reports
Title | United States Reports PDF eBook |
Author | United States. Supreme Court |
Publisher | |
Pages | 1178 |
Release | 2000 |
Genre | Law reports, digests, etc |
ISBN |
Regulation of Money Managers
Title | Regulation of Money Managers PDF eBook |
Author | Tamar Frankel |
Publisher | Wolters Kluwer |
Pages | 4826 |
Release | 2015-09-16 |
Genre | Law |
ISBN | 145487063X |
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Equal Employment Law Update
Title | Equal Employment Law Update PDF eBook |
Author | |
Publisher | |
Pages | 1830 |
Release | 2007 |
Genre | Discrimination in employment |
ISBN |
Southern Illinois University Law Journal
Title | Southern Illinois University Law Journal PDF eBook |
Author | Southern Illinois University at Carbondale. School of Law |
Publisher | |
Pages | 456 |
Release | 2005 |
Genre | Law |
ISBN |