Fifteenth Annual Institute on Securities Regulation in Europe

Fifteenth Annual Institute on Securities Regulation in Europe
Title Fifteenth Annual Institute on Securities Regulation in Europe PDF eBook
Author
Publisher
Pages 1565
Release 2016
Genre Banks and banking
ISBN 9781402425905

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PLI's Annual Institute on Securities Regulation in Europe

PLI's Annual Institute on Securities Regulation in Europe
Title PLI's Annual Institute on Securities Regulation in Europe PDF eBook
Author
Publisher
Pages 1216
Release 2010
Genre Securities
ISBN

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Annual Institute on Securities Regulation

Annual Institute on Securities Regulation
Title Annual Institute on Securities Regulation PDF eBook
Author
Publisher
Pages 1622
Release 2009
Genre Securities
ISBN

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Proceedings of the Annual Institute on Securities Laws and Regulations

Proceedings of the Annual Institute on Securities Laws and Regulations
Title Proceedings of the Annual Institute on Securities Laws and Regulations PDF eBook
Author
Publisher
Pages 424
Release 1977
Genre Securities
ISBN

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EU Administrative Governance

EU Administrative Governance
Title EU Administrative Governance PDF eBook
Author Herwig C.H. Hofmann
Publisher Edward Elgar Publishing
Pages 635
Release 2006-01-01
Genre Political Science
ISBN 1845429966

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This book is a unique contribution to the understanding of the reality of government and governance in the European Union.

Whistleblowers

Whistleblowers
Title Whistleblowers PDF eBook
Author Frederick D. Lipman
Publisher John Wiley & Sons
Pages 288
Release 2011-12-06
Genre Business & Economics
ISBN 1118094034

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Solid guidance for managing whistleblower policies in light of the new Dodd-Frank Act provisions In July 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act that greatly expanded whistleblower bounties in connection with violations of federal securities laws, including the Foreign Corrupt Practices Act. Discussing business protection strategies and best practices in dealing with whistleblowers, Whistleblowers will appeal to board members, executives, corporate compliance personnel, attorneys for whistleblowers and defense attorneys, as well as potential employee whistleblowers. Case studies of GlaxoSmithKline, Pfizer and other high profile whistleblower incidences Examines new Dodd-Frank incentives to whistleblowers Recommends best practices for corporations in light of new whistleblowing incentives Explores other federal and state statutory incentives to whistleblowing Timely and comprehensive, Whistleblowers emphasizes the disincentives to whistleblowing, reviewing the academic studies of whistleblowers with the idea of developing best practices in working with whistleblowers.

Recommendations for Central Counterparties

Recommendations for Central Counterparties
Title Recommendations for Central Counterparties PDF eBook
Author Group of Ten. Committee on Payment and Settlement Systems
Publisher
Pages 80
Release 2004
Genre Clearing of securities
ISBN

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