Diversity Capital Investments, Inc., et al.: Securities and Exchange Commission Litigation Complaint

Diversity Capital Investments, Inc., et al.: Securities and Exchange Commission Litigation Complaint
Title Diversity Capital Investments, Inc., et al.: Securities and Exchange Commission Litigation Complaint PDF eBook
Author
Publisher DIANE Publishing
Pages 19
Release
Genre
ISBN 1457809362

Download Diversity Capital Investments, Inc., et al.: Securities and Exchange Commission Litigation Complaint Book in PDF, Epub and Kindle

Model Rules of Professional Conduct

Model Rules of Professional Conduct
Title Model Rules of Professional Conduct PDF eBook
Author American Bar Association. House of Delegates
Publisher American Bar Association
Pages 216
Release 2007
Genre Law
ISBN 9781590318737

Download Model Rules of Professional Conduct Book in PDF, Epub and Kindle

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC Docket

SEC Docket
Title SEC Docket PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 968
Release 2010
Genre Securities
ISBN

Download SEC Docket Book in PDF, Epub and Kindle

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Title Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF eBook
Author H. David Kotz
Publisher DIANE Publishing
Pages 477
Release 2010-03
Genre Biography & Autobiography
ISBN 1437921868

Download Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme Book in PDF, Epub and Kindle

Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Securities Fraud Liability of Secondary Actors

Securities Fraud Liability of Secondary Actors
Title Securities Fraud Liability of Secondary Actors PDF eBook
Author Susan D. Sawtelle
Publisher DIANE Publishing
Pages 47
Release 2012-10-14
Genre Business & Economics
ISBN 1437989357

Download Securities Fraud Liability of Secondary Actors Book in PDF, Epub and Kindle

Securities Exchange Act of 1934 Release

Securities Exchange Act of 1934 Release
Title Securities Exchange Act of 1934 Release PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 868
Release 1962
Genre Securities
ISBN

Download Securities Exchange Act of 1934 Release Book in PDF, Epub and Kindle

Staff Report on the Investigation in the Matter of Transactions in Washington Public Power Supply System Securities

Staff Report on the Investigation in the Matter of Transactions in Washington Public Power Supply System Securities
Title Staff Report on the Investigation in the Matter of Transactions in Washington Public Power Supply System Securities PDF eBook
Author United States. Securities and Exchange Commission
Publisher
Pages 398
Release 1988
Genre Finance, Public
ISBN

Download Staff Report on the Investigation in the Matter of Transactions in Washington Public Power Supply System Securities Book in PDF, Epub and Kindle