SEC Compliance and Enforcement Answer Book 2015

SEC Compliance and Enforcement Answer Book 2015
Title SEC Compliance and Enforcement Answer Book 2015 PDF eBook
Author David M. Stuart
Publisher
Pages 0
Release 2015-08-07
Genre Corporation law
ISBN 9781402424717

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SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

Compliance, Enforcement & Reporting in ...

Compliance, Enforcement & Reporting in ...
Title Compliance, Enforcement & Reporting in ... PDF eBook
Author United States. Office of Labor-Management Standards Enforcement
Publisher
Pages 152
Release
Genre Labor laws and legislation
ISBN

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Pharmaceutical Compliance and Enforcement Answer Book

Pharmaceutical Compliance and Enforcement Answer Book
Title Pharmaceutical Compliance and Enforcement Answer Book PDF eBook
Author Howard L. Dorfman
Publisher
Pages 0
Release 2024
Genre Drugs
ISBN 9781402446047

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Compliance, Enforcement and Reporting in ...

Compliance, Enforcement and Reporting in ...
Title Compliance, Enforcement and Reporting in ... PDF eBook
Author United States. Office of Labor-Management and Welfare-Pension Reports
Publisher
Pages 548
Release 1969
Genre Labor laws and legislation
ISBN

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Compliance, Enforcement and Reporting in ... Under the Labor-Management Reporting and Disclosure Act

Compliance, Enforcement and Reporting in ... Under the Labor-Management Reporting and Disclosure Act
Title Compliance, Enforcement and Reporting in ... Under the Labor-Management Reporting and Disclosure Act PDF eBook
Author
Publisher
Pages 100
Release 1968
Genre Labor laws and legislation
ISBN

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Compliance, Enforcement and Reporting Under the Labor-Management Reporting and Disclosure Act

Compliance, Enforcement and Reporting Under the Labor-Management Reporting and Disclosure Act
Title Compliance, Enforcement and Reporting Under the Labor-Management Reporting and Disclosure Act PDF eBook
Author United States. Office of Labor-Management Standards Enforcement
Publisher
Pages 104
Release
Genre Labor laws and legislation
ISBN

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United States Attorneys' Manual

United States Attorneys' Manual
Title United States Attorneys' Manual PDF eBook
Author United States. Department of Justice
Publisher
Pages 720
Release 1985
Genre Justice, Administration of
ISBN

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